(By Andrew MacKie-Mason)
I thought this draft paper "
Consent No Cure for Unconstitutional Conditions" by Phillip Hamburger of the Columbia University Law School provided an interesting perspective on the recent discussion here about the draft and the Thirteenth Amendment (the ban on involuntary servitude), and that it deserved a perusal. (For that discussion see
here, but primarily
here.) Here's the abstract:
Although consent is said to justify unconstitutional conditions, consent is no cure. Of course, within the government’s constitutional authority, consent often is a measure of what the government can do. But outside such authority, it is another matter. Constitutional powers and rights are legal limits imposed by the people. Therefore the consent of mere individuals, states, or private institutions cannot justify the government in going beyond these limits.
One interesting aspect of the paper is Hamburger's assertion that there are two different ways to understand rights. We can talk about the private rights of individuals, such as the right to keep our own money away from other individuals, and we can also talk about rights as limitations on government imposed by the people as a whole, not individuals.
The First Amendment provides a good example (one I'm stealing from Hamburger) of the latter kind of right: "Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances." The "right of free speech" is really a limitation on government, which shall not abridge it, not a possession of each individual.
So, how does the Thirteenth Amendment fit into this framework? Does it create an individual, personal right that can be contracted away, or does it put a limitation on government power?
1. Neither slavery nor involuntary servitude, except as a punishment for crime whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction.
2. Congress shall have power to enforce this article by appropriate legislation.
By its text, the amendment is pretty clearly a limitation on government: it prevents the government from instituting systems of slavery or involuntary servitude except as punishment for criminals.
Thus, to the extent that we can distinguish between consent to service and voluntary service, the former is unconstitutional: the government cannot cure its constitutional violation (implementing involuntary servitude) merely by ensuring that everyone consents to that servitude in some sense.
But do those words really mean different things? It is clear that they do, if we take consent in a broad, Hobbesian sense. That is, if we take "consenting" to something to mean "making a choice between two options, one of which includes that thing and one of which does not," then not all actions that are "consented" to are "voluntary" within the meaning of the Thirteenth Amendment.
Consider the specific exception contained in the text of the Amendment: Congress can require involuntary servitude as a punishment for criminals. Why is this explicit exception necessary? Because forcing convicts to perform labor constitutes "involuntary servitude." However, if "voluntary" means nothing other than "consented to," this would not be possible. After all, every crime includes a conscious choice (well, almost every crime; the few exceptions do not break this logic). Thus, as long as the punishment for a crime is clearly defined before it is committed, criminals have "consented" to their punishment. If that is enough to make servitude voluntary, then the exception in the Thirteenth Amendment would be meaningless, so there must be a difference between consenting to something and voluntarily choosing it.
Consider the following two choices:
- (a) commit a crime and be punished by servitude or (b) don't commit a crime and don't have servitude
- (1) perform free labor for the state or (2) don't perform free labor for the state
As discussed above, (a) involves involuntary servitude (although it's permissible according to the exception), while it is clear that (1) does not. What's different? The first choice involves other factors, while the second choice is boiled down to a single choice: service or no service. The "bundling" of choices, then, is what would seem to make those choices "involuntary."
It's worth noting that the first choice does not even involve giving up anything that the individual is entitled to: it merely involves not committing crimes, which the individual cannot do anyways. This suggests that choices which involve giving up a basic right (such as citizenship under the 14th Amendment) are even more involuntary, even if they meet the requirements of "consent".
Of course, we have one problem left: how do we justify paying people to serve in the military and say that it's still a "voluntary" choice to serve? After all, since soldiers get paid the choice is not as simple as the second one above. It actually involves either (*) serving and receiving money, or (**) not serving and not receiving money. Why doesn't this bundling of choices create an involuntary choice? Sure, people aren't entitled to receive money from the government, but they also aren't entitled to commit crimes.
The solution lies in the real meaning of "service." Throughout human history, compensation has been understood as a integral part of voluntary service or employment. This creates an exception to the idea of bundling choices, so far as compensation is concerned, because it really becomes a single choice: compensation is so intrinsic to service that they do not create a troublesome involuntary situation. The criminal who is punished with service does not fit into a framework of compensation (he is not allowed to commit crimes as compensation for his service, he is simply punished with service because he committed a crime), nor does a person who must choose between constitutionally guaranteed citizenship and not serving in the military (they are entitled to that citizenship by right of birth, so it cannot be compensation for service.)
The next post in this series will deal with what is still the most troublesome problem with Thirteenth Amendment-Draft arguments: compulsory jury service.